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Re: United States-Australia Free Trade Deal



James:

Australia's US ambassador Michael Thawley:
"A stronger and more prosperous Australia will be a better partner for Asian countries and our economic links with the US are an
important part of what makes us strong and prosperous."

The first part of the sentence is correct and the second half is bubious at best.  Throughout the history of Australia, the myth imposed on Australians that it is an outpost of the British Empire has been the reason why Australia remained in the backwaters.   Until and less  Australia recognizes that it is part and parcel of Asia, its economic potentials will not be fully realized.  There is in fact little of comparative advantage that can be captured between the economies of Australia and the US.  There is not much Australia can offer Texas, for example, except as a enclave for rightwing immigrants.
Bilateral trade agreements are private deals within the context WTO. It is a device to form exclusive clubs within the allegedly inclusive philosophy of WTO. Singapore's bilateral deal with Japan and its pending talks with the US are doomed to be counterproductive.  Yet Singapore is unique, a city state that hopes to prosper as a financial center for Southeast Asia.

In parallel to the implementation of its WTO commitments, the United States has continued with regional, bilateral and unilateral trade initiatives. The report observes that the U.S.' multi-track approach to international trade policy can be a source of tension within the multilateral system.

The United States has a large number of bilateral agreements with enforceable provisions on increasing market access or reducing trade barriers.  These agreements primarily cover intellectual property rights, investment, and product-specific market access. In the area of intellectual property rights the United States generally seeks shorter transition periods than those specified in the TRIPS Agreement, as well as pipeline protection for pharmaceuticals and agricultural chemical products. Since 1991, the United States has, as a policy, only concluded investment agreements with countries which agreed to an intellectual property right agreement.

Commitments made by U.S. trading partners under bilateral agreements have often been integrated into their WTO undertakings. This has most notably been the case for bilateral agreements covering agricultural products, textile and clothing items and commitments under the plurilateral Government Procurement Agreement.

Market access agreements, generally negotiated in the context of a WTO dispute settlement or a "Section 301" investigation, have generally not required substantial changes in U.S. policies. An important exception is the U.S.-Canada Softwood Lumber Agreement. Following lengthy discussions, Canada agreed to tax exports above specified volumes to the United States; and the United States committed itself not to use anti-dumping, countervailing and Section 301 measures against Canadian softwood lumber exports.

There has been growing debate about whether bilateral trade agreements are damaging multilateral efforts to eliminate barriers to international trade.  Trading blocks always charge optimal tariffs and make trade agreements based on strategic considerations.  Whether trading blocks can form bilateral trade agreements make free trade less likely to occur depends on the size distribution of the trading blocks. If there is one large trading block along with some smaller ones then bilateral trade agreements allow the smaller trading blocks to coalesce and block the monopoly power of large trading blocks. In this case, bilateral trade agreements facilitate the attainment of free trade. Not allowing customs unions leads to more not less protection. If trading blocks are of roughly equivalent size then bilateral trade agreements allow groups of trading blocks to more effectively monopolize world trade in which case they may make free trade less likely. These results suggest that a policy which inhibits the formation of trading blocks may be harmful. The welfare effects of trade agreements are important issues.

The presence or absence of an investment agreement was a very insignificant factor determining investment decisions of foreign investors, and the country advocating a multilateral agreement with pre-investment national treatment to foreigners, does not itself appear to practice it.  Generally, experts from developing countries stressed that their national policies and development needs should be taken into account in bilateral agreements, whilst most experts from developed countries emphasised the protection of foreign investors' rights.  Some developing country representatives also brought up the inequities and
inadequacies of existing bilateral agreements, that are due to the unequal bargaining power between developed and developing countries.

There was also widespread agreement that, whether a country concluded BITs (Bilateral Inmvesment Treaties) or not was an insignificant factor to the inflow of foreign investment, as other factors
 were much more important for attracting FDI.  Many BITs have defects or inadequacies.
BITs in fact, do not alway provided for national treatment of a foreign investor even before he invested, that is, the foreigner was given the same right to invest in a country as a national.  Developing countries have much less bargaining power to deal with a situation as happened in Belgium when Renault suddenly decided to fold up its production unit, or GM suddenly decided to close Vauxall in England. How could developing countries exercise some leverage and create obligations on the investor to deal with environmental or social problems that might be created?

Advocates of liberalisation and globalization assumed liberalisation is a good thing and advocate maximum protection for foreign investors. >From this view, the function of BITs was to have watertight provisions of protection for foreign investors, including pre-entry and post-entry national treatment.  The US is the best practitioner of this approach.   However, the US itself does not subscribe to pre-entry national treatment, as it provides for exemptions for many of its own sectors in these treaties.

A second model places emphasis on the need to meet the development goals of each country.  For example, the treaties have to reflect national policies; one country provided protection only for investments of more than a year (so that investors out to make quick profits were not given protection); and other countries had mentioned their concerns that foreign investors adhere to national laws on environment, labour, consumer protection and restrictive business practices.

Strong host developed states like the US may have an extensive listof exceptions. But host developing countries tend to have a shorter exception list as they are worried that a long list may discourage foreign investors.  Experts from developing countries have brought out inequities and inadequacies in the BITs and the environment in which they were concluded.  Although the aim of BITs was to promote and protect FDI, BITs play a "minimal role" in attracting FDI. Many African countries sign investment treaties but do not get any foreign investments. Investment flows are determined by access to markets, social and political conditions.  Many BITs do not take into account the host country's needs. Many countries sign 'blank checks', called treaties, which are defective from the point of international law.

The importance of either BITs or a multilateral framework on investment should not be overestimated for attracting foreign investments.  There is no evidence to show that the investors would deem the host country unsafe if that country did not conclude a BIT with their home country and would therefore refrain from investing in that country. In the case of China, the US is the biggest investor behind Hong Kong, Macao and Taiwan,  although a Sino-US BIT has not been concluded yet.  Therefore, for developing countries, economic growth and development should be put at first place according to their own needs and strategy. Several economic, institutional and political factors affect investment decisions, the most important being development and growth of the host country market.  In order to attract more investment, there is no need for a host country to conclude a BIT or a multilateral framework on investment (MFI), if doing so would mean conceding so much of the country's economic autonomy.
Therefore, it is very necessary and important to give a comprehensive and correct assessment of BIT and MFI. Compared to regional or multilateral investment agreements, BITs had the advantage that it could be tailored to the specific situations of the two countries.  On the other hand, with a multilateral investment framework, developing countries would be under high pressure to open their markets to developed countries.  While foreign investments have positive economic effects, experience shows that negative effects should not be neglected. To fulfil economic development goals, the host country has to retain sovereign rights to decide when and which sectors are to be opened to foreign investments and the conditions for access to the domestic market, according to its own development strategy.
Otherwise, foreign investments may be detrimental to economic and social development. In the framework of GATTS, developing countries have borne the pressure for opening up their domestic service markets to foreign investments, and the TRIMS agreement has deprived developing countries of some policy instruments useful for effective administration of foreign investments.

The multilateral agreement on investment under preparation by OECD even asks for national and MFN treatment in respect of pre-establishment phase of investment, which means that the developing countries have to unconditionally open all economic sectors to foreign investments. Furthermore, its disciplines on
 performance requirements would deprive the host country of the right to determine the condition for admission of foreign investments.  Whilst BITs may have many common clauses for protecting investors'
 interests, it cannot be deemed that those clauses can be incorporated into a multilateral investment framework as such. In a multilateral forum, ideological and strategic considerations will take the place of practical and short-term considerations.

Existing BITs were formed out of the situation of the old international economic order. The concepts contained in many BITs provisions, such as commitment not to nationalise foreign investments, adequate, prompt and effective compensation in case of nationalisation, and unconditional consent to submit investor-State disputes to international arbitration, are no longer generally recognised as the principles to deal with international investment issues.  Some of these even contradicted with the results of the efforts to establish a new international economic order (NIEO) and embodied in UN documents such as the UN Charter of Economic Rights and Duties of States, and  Declaration for the establishment of the NIEO.

 Considering the great difference of specific situations and needs of one country to another, it would be very difficult to have strict binding rules and principles on  international investments.

Africa had attracted little FDI despite liberalisation by many countries. Nigeria attracted 60% of Africa's FDI inflows because of its large market and oil resources. In Zaire, even before the new government took power, investors were rushing there to sign agreements because of its resources. FDI is attracted to countries that have markets and resources, and not because of BITs.  Three of the largest five countries from where  foreign investments came to Indonesia did not have BITs with Indonesia. BITs were only a tool to assure the home country of their investors' security. What is provided for in BITs is in accordance with Indonesian law, and there was no additional item.  Japan had concluded BITs with only four countries.  The major recipients of Japanese FDI were the Southeast Asia region and China. Japan had no BIT with Southeast Asian countries, only with China. A stable political and social condition was the most important investment factor.

The US entered into BITs to protect US interests abroad and to have its investors treated fairly. For the US, at the heart of BITS are three elements: non-discrimination to FDI, protection of investor rights, and
 enforcement mechanisms for the first two elements.   These three elements are also in NAFTA and APEC and the US hopes to find  them also in the MAI. The important question was not whether BITs or other  agreements were better tools, but the underlying principles. Do they lead to  efficient use of investment resources? Do they encourage countries to be passed  over? Investment rules were only one element in investment decisions and that market size, infrastructure, economic stability and regulatory costs are often more important.
 

The shift towards bilateral agreement was accelerated by the stagnation of multilateral negotiations in the wake of the fiasco of the December 1999 World Trade Organisation (WTO) ministerial meeting in Seattle.

APEC, which accounts for 60 percent of global production and 50 percent of trade, is currently made up
of 21 economies from the Americas, Asia and Oceania, including Hong Kong, a SAR of China -- a
country that in its turn claims Taiwan, another of the members, as a renegade province.
The two main themes of the gathering in Brunei will be the social impact of globalisation and the ''new
economy'', and the relationship between the WTO and bilateral or regional trade accords.  The Seattle fiasco led Asian members of APEC like Japan and South Korea, which wanted trade liberalisation within the forum to be strictly governed by the standards and norms agreed by the WTO, to rethink their opposition and turn to regional and bilateral accords.

Agreements reached by Japan and Singapore, and by Singapore and New Zealand, as well as the advanced stage of negotiations on trade deals between Asian members of APEC and members from other regions.  APEC representatives from Singapore, New Zealand and Chile met in Santiago on Nov 2 to exchange information on the agreement negotiated between Singapore and New Zealand, to be formalised in Brunei.  The trade pact between those two countries was proposed at the last APEC summit, held in Auckland last year, where it was underlined that all commercial accords reached within the forum must be compatible with and adaptable to the ''over-arching'' agreement being negotiated by the 140 members of the WTO.  Negotiations for a trade deal between South Korea and Chile are in the advanced stage, and this Southern Cone nation also has its eyes on a treaty with Japan.

Official Australian policy states: Bilateral trade strategies are of particular importance given the range and diversity of barriers which Australia faces in overseas markets. Australia's farm exports and export potential are adversely affected not only by the European Union's (EU) common agricultural policy, but also by the European Free Trade Agreement (EFTA) agricultural programs, the US Farm bill, the North American Free Trade Agreement, and a variety of tariff, subsidy and other restrictions in the US, Japan, Republic of Korea, Taiwan, Thailand, India and elsewhere. Bulk and processed mineral exports are constrained by domestic production subsidies abroad, non-tariff access restrictions, tariff escalation and supply diversification policies. Services, manufactured products and intellectual property are also affected.

Full Statement:
http://www.australia.ch/~australi/bilaterl.htm

The Free Trade Area of the Americas (FTAA) is a comprehensive trade negotiation process  embracing the 34 democratic nations of the Western hemisphere. Its origins date back to the first Summit of the Americas in Miami, hosted by President Clinton, in December 1994. Following extensive preparatory work over the following four years, and based on recommendations developed by Trade Ministers at their meeting in Costa Rica, in March 1998, leaders officially launched the negotiations at the second Summit of the Americas in Santiago, Chile, in April 1998. The aim is to reach an agreement that is balanced, comprehensive and consistent with the World Trade Organization (WTO) agreement.
The FTAA negotiations hold the potential for creating the world's largest free trade area, with 800 million people and a combined Gross Domestic Product (GDP) of nearly US$11 trillion.

The fundamental question remains how many super trade blocks can be formed and bilateral trade agreement signed within the context of globalization?  Is everybody double triple dealing?

Henry C.K. Liu

schulte-baeuminghaus wrote:

Does anyone have any comment on the report below on an Australia-United States free-trade deal?
My own reaction is, at least to some extent, ambivalent.
On the one hand, I favour an international régime of relatively free, non-discriminatory trade.
The Havana Charter, signed in1948 but never brought into effect, and the General Agreement on Tariffs and Trade which took its place, generally regulated trade in a way that eliminated most of the more outrageous features of international trade in the interwar period, at the same time as it protected the interests of the smaller as well as the larger trading entities - not perfectly but tolerably.
The Havana Charter and GATT looked towards the creation of customs unions and free-trade areas. Thinking at the time was that it was desirable to allow the creation of such an entity in Europe as part of the rebuilding of the continent after WW2. A European Customs Union Study Group was already at work in 1947 or 1948 and, as time passed, the European Economic Community was established under the Treaty of Rome of 1957.
The EEC (now the European Union) has some good features but it is far from embracing free trade, even within the Union itself. In its trade relations with countries outside the EU, it is, in many respects and in a number of areas of trade, highly protective and discriminatory.
Much the same applies to the United States and the free-trade areas that it has created/negotiated/entered into or planned in recent years.
Therefore, as the report below acknowledges, it may be doubted whether the United States would, like the unwise virgin, go all the way in a free-trade ageement with Australia. (Texan Governor Bush, now President-elect Bush, is hardly likely to leave his Texan cattlemen, or his Texan or other sheepmen for that matter, to the tender mercies of competition with Australian producers.)
But, even if he - and the Congress - did, one must question whether the result would be all that satisfactory for Australia - or for Singapore which is also said to be seeking a free-trade relationship with the United States, although the case for Singapore could be a lot stronger.
The United States has always sought easy entry into most world markets. It tried to negotiate Treaties of Friendship, Commerce and Navigation with Australia and many other countries after WW2, which would have given the US MFN or national treatment with those countries. Some countries did negotiate such treaties although the more sensible governments diluted the terms that the US proposed, in order to ensure that they did not become wholly dominated by the United States economy and that they were not denied reasonable means of independent economic development.
Has the situation changed in the last fifty years, so that it now makes sense for Australia to enter into a thoroughgoing free-trade association with the United States?
As I have said in other contexts, both the United States and Australia have followed economic policies that have resulted in a shift of major parts of both their economies overseas - mostly to the dynamic countries of Asia. What advantage does either see in having the two "failed economies" join together?
Canada has done it but are there elements in the Canadian position that distinguish it from Australia's? Canada's unnerving proximity to the United States makes it virtually inevitable that it will be dominated by the US, so when rape is inevitable...
Would Australia be well advised to retain such independence of trade and development policy as it still has?
Admittedly, Australia has already swallowed the "free" market, globalisation line that is so close to Washington's heart. Does it matter if we now go the extra mile with Texan cowboy Bush?
One thought is that globalisation and the rest have done us little good so far. Australia's economic performace since 1970 has not been impressive. Recent growth has been rather better but from such low levels - to which misconceived policies had earlier taken it - that it may have done no more than recover a very little of the long lost ground. In relative terms, Australia has slipped steadily down the scale of significant economies for virtually the whole of the past thirty years.
Should this be taken as a warning?
In the days when anti-inflation policies most dramatically failed, the tendency was for governments, including the Australian Government, to conclude that they needed to "fine-tune" their policies or apply them with even fiercer determination than ever. (We were and still are rather like Napoleon in Animal Farm, who, when he failed to meet his norms, repeated to himself, "I must work harder, I must work harder....")
Is this the thought now? "Free" trade, "free" markets, globalisation and the rest are the answer to the policy-makers' prayer. All that is needed is to go the limit and prosperity will be guaranteed.
Is that the answer or is advocacy of "free" trade, manifested in this instance by a proposed free-trade area with the US, just another buzz-word solution to our trade and economic-development problems?
Shouldn't we really be getting our macroeconomic policy right? Should we not be tearing ourselves away from the sort of policies that have bedevilled the United States itself and led it into such rough and highly dangerous waters in the past thirty years?
Will the days of reckoning for the United States economy, which might well arrive in the course of the next few weeks or months, be a warning that Australia and other countries cannot possibly ignore?
Will that emphasise the need to embrace more carefully considered policies, to avoid buzz-word solutions, to treasure the little independence in policy-making we still have left and to say no to any further domination by the United States - and, indeed, by any other of the major world economic powers?
Even for small and middle-sized economies, that is not an impossible dream. Take a look around the world at the success stories - and the failures. (Take a look especially at those who have tied themselves too closely to the notions of the United States. Like that noble animal, Napoleon, if their hearts haven't burst yet, that fate might be not far down the road....)
So the true answer is, "Get your macroeconomic policies right, and you won't need to lean on others - they will more likely begin to lean on you."
Any comment on the report below would be appreciated.
 

James Cumes
 

backCanberra in Bush push on free trade
STORIES IN THIS SECTION*
*
Canberra in Bush push on free tradeBy Washington correspondent ROY ECCLESTON
20dec00

AUSTRALIA will urge President-elect George W. Bush to consider an historic, but controversial, free-trade deal that aims to boost the nation's economic ties with the world biggest economy.

Australia's US ambassador Michael Thawley has strongly argued the merits of the deal, saying it could significantly boost the bilateral relationship, now worth $30 billion annually in two-way trade.
The free-trade agreement was quietly floated by the Clinton administration, but the Howard Government believes that Mr Bush, with his free-trade ethos, has a better chance of making it a reality.
However critics, including Australia's former foreign affairs and trade chief, Professor Stuart Harris, and former ambassador to China, Ross Garnaut, fear it will send the wrong signals to Asia, a bigger trading region for Australia.
Mr Thawley told the American-Australian Association at a New York meeting that those criticisms were misplaced.
"I do not agree . . . and it defeats me how that can be thought to be the case," Mr Thawley said.
"A stronger and more prosperous Australia will be a better partner for Asian countries and our economic links with the US are an important part of what makes us strong and prosperous. Australia cannot afford to think like this and allow its options to be ruled out pre-emptively."
Australia has a free-trade deal only with New Zealand, but last month announced it would negotiate a similar deal with Singapore over the next 12 months.
Labor has publicly backed a proposed deal with China.
The Government is keen to actively pursue the proposal with the Bush administration once the President-elect appoints his trade representative and other key economic advisers.
Comments in recent days by Mr Bush and his senior foreign policy staff, Secretary of State-designate Colin Powell and National Security Adviser Condoleezza Rice, have given a fillip to a possible bilateral deal by stressing a renewed focus on relations with allies as well as the importance of free trade as a force for world peace.
Mr Bush said "we must be true to our friends" and added that "we will promote a fully democratic western hemisphere bound together by free trade".
Mr Powell said his first priority was "letting our allies know that we appreciate all we have been through over the last 50 years".
With the ANZUS security pact 50 years old in 2001, and bilateral celebrations planned, Australia believes the timing is good for an approach.
Mr Thawley pointed out to the American-Australian Association that Australia has no natural constituency in the US from which to lever political support; it relies on its partnership through all the major wars of the century, and other links with the US, to give it a hearing when problems arise.
Proponents of a free trade deal say its value is that it institutionalises the economic relationship "and provides a mechanism for supporting and facilitating it at a political level".
But there are many domestic political obstacles in the US to a deal. Without significant concessions from the US on agricultural imports (sugar and lamb in particular) it would be impossible.
Australia, too would have to prepare for changes: there would be more car imports to pressure Australia's protected industry, pressure also for change to media rules, and possible consequences for Australian rules on local content in television shows.
But Mr Thawley told his audience there were many benefits possible: it could improve access to the US market; attract US attention to the Australian market, and "it could provide a fillip to our economic relationship across the board".
Supporters of the US-Australia deal also point out that Singapore is negotiating a free-trade deal with the US, which they say makes a nonsense of claims that Australia would be seen to be turning away from Asia.
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